YAN ZHENG GOH
Summary
Detail-oriented individual in the KYC/AML/CDD field. Strong analytical aptitude of customer due diligence process and methodology to identify patterns and trends to communicate risks to management. Successful managing multiple competing priorities and deadlines.
Overview
7
7
years of professional experience
Work History
KYC Analyst
UOB KAY HIAN PRIVATE LIMITED
2022.05 - Current
- Performing onboarding and periodic reviews of Individual accounts to ensure conformity to internal and regulatory requirements on AML/TF/CDD standards
- Conducting due diligence assessment and writing up of memos, which includes name screening (World-check), due diligence analysis and assigning of appropriate risk rating
- Presenting of onboarding and periodic reviews to management for business & compliance approvals
- Work closely with various stakeholders (Relationship Managers, Compliance, Client Service
- Customers) to rectify CDD gaps
- Provide advisory support to RMs with regard to resolving newly identified adverse media, link to sanction countries related issues, and identifying potential Politically Exposed
- Persons
- Ensuring the compliance and keeping abreast Individual Due Diligence standards (International and Local regulations) with respect to AML/TF regulations, FATCA, CRS, identification of PEPs, and Sanction Policies
- Performing daily reporting and review of client's KYC information and flagging out and/or temporarily suspending accounts due to lapses of KYC information and proactively resolving hits by liaising with relationship manager and customers
- Liaising with and preparing reports for various local regulators such as MAS and IRAS for adherence to local regulations
- Managing the daily reconciliation of Individual client's trust and share holdings
- Perform daily processing of trading account closure
- Initiate and perform VBA coding to streamline existing process while working with various departments.
Operation Intern
CHINESE BANKING CORPORATION LIMITED
2019.07 - 2020.02
- Batch customer refund processes
- Reconciliation of merchant payments, Handle merchant’s credit card refund processes
- Reconciliation of consumer's credit card transactions
- Project facilitation and assistance for new robotic system
- Preparation of cheques and clearance for liaising department Reconciliation and data logging for foreign currency interchange process
Administrative Assistant
GRABTAXI PTE. LTD
2016.08 - 2017.04
- Approve customer registration
- Sort, filter and cleansing of data, Assist in product evaluation and services
- Follow-up on rental and registration issues
- Briefing and handling of rental application processes
Education
Diploma - Financial Business Informatics
Temasek Polytechnic
Bachelor of Science - FINANCE
UNIVERSITY COLLEGE DUBLIN
SINGAPORE10.2023
Skills
- Professional communication | Leadership | Presentation | Detail-Oriented | Excel Models | Python | Java
- Customer Evaluation
- Anti Money Laundering (AML)
- Customer Accounts Management
- Recordkeeping Requirements
- Customer Risk
- Financial Due Diligence
- Account Reconciliation
- Report Findings
- Conducting Risk Assessments
- Data Confidentiality
- Customer Transactions
- Operational Efficiency
- Transaction Monitoring
Timeline
KYC Analyst
UOB KAY HIAN PRIVATE LIMITED
2022.05 - Current
Operation Intern
CHINESE BANKING CORPORATION LIMITED
2019.07 - 2020.02
Administrative Assistant
GRABTAXI PTE. LTD
2016.08 - 2017.04
Diploma - Financial Business Informatics
Temasek Polytechnic
Bachelor of Science - FINANCE
UNIVERSITY COLLEGE DUBLIN
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