YAN ZHENG GOH
Summary
Detail-oriented individual in the KYC/AML/CDD field. Strong analytical aptitude of customer due diligence process and methodology to identify patterns and trends to communicate risks to management. Successful managing multiple competing priorities and deadlines.
Overview
7
7
years of professional experience
Work History
KYC Analyst
UOB KAY HIAN PRIVATE LIMITED
05.2022 - Current
- Performing onboarding and periodic reviews of Individual accounts to ensure conformity to internal and regulatory requirements on AML/TF/CDD standards
- Conducting due diligence assessment and writing up of memos, which includes name screening (World-check), due diligence analysis and assigning of appropriate risk rating
- Presenting of onboarding and periodic reviews to management for business & compliance approvals
- Work closely with various stakeholders (Relationship Managers, Compliance, Client Service
- Customers) to rectify CDD gaps
- Provide advisory support to RMs with regard to resolving newly identified adverse media, link to sanction countries related issues, and identifying potential Politically Exposed
- Persons
- Ensuring the compliance and keeping abreast Individual Due Diligence standards (International and Local regulations) with respect to AML/TF regulations, FATCA, CRS, identification of PEPs, and Sanction Policies
- Performing daily reporting and review of client's KYC information and flagging out and/or temporarily suspending accounts due to lapses of KYC information and proactively resolving hits by liaising with relationship manager and customers
- Liaising with and preparing reports for various local regulators such as MAS and IRAS for adherence to local regulations
- Managing the daily reconciliation of Individual client's trust and share holdings
- Perform daily processing of trading account closure
- Initiate and perform VBA coding to streamline existing process while working with various departments.
Operation Intern
CHINESE BANKING CORPORATION LIMITED
07.2019 - 02.2020
- Batch customer refund processes
- Reconciliation of merchant payments, Handle merchant’s credit card refund processes
- Reconciliation of consumer's credit card transactions
- Project facilitation and assistance for new robotic system
- Preparation of cheques and clearance for liaising department Reconciliation and data logging for foreign currency interchange process
Administrative Assistant
GRABTAXI PTE. LTD
08.2016 - 04.2017
- Approve customer registration
- Sort, filter and cleansing of data, Assist in product evaluation and services
- Follow-up on rental and registration issues
- Briefing and handling of rental application processes
Education
Diploma - Financial Business Informatics
Temasek Polytechnic
Bachelor of Science - FINANCE
UNIVERSITY COLLEGE DUBLIN
SINGAPORE10.2023
Skills
- Professional communication Leadership Presentation Detail-Oriented Excel Models Python Java
- Customer Evaluation
- Anti Money Laundering (AML)
- Customer Accounts Management
- Recordkeeping Requirements
- Customer Risk
- Financial Due Diligence
- Account Reconciliation
- Report Findings
- Conducting Risk Assessments
- Data Confidentiality
- Customer Transactions
- Operational Efficiency
- Transaction Monitoring
Timeline
KYC Analyst
UOB KAY HIAN PRIVATE LIMITED
05.2022 - Current
Operation Intern
CHINESE BANKING CORPORATION LIMITED
07.2019 - 02.2020
Administrative Assistant
GRABTAXI PTE. LTD
08.2016 - 04.2017
Diploma - Financial Business Informatics
Temasek Polytechnic
Bachelor of Science - FINANCE
UNIVERSITY COLLEGE DUBLIN
Similar Profiles
DAVID CHANDAVID CHAN
Vice President at UOB Kay Hian Private LimitedVice President at UOB Kay Hian Private Limited
Cho Yan ChanCho Yan Chan
ASSISTANT COMPLIANCE OFFICER at UOB KAY HIAN (HK) LIMITEDASSISTANT COMPLIANCE OFFICER at UOB KAY HIAN (HK) LIMITED
Ong Bee HengOng Bee Heng
Trading Representative at UOB Kay Hian Pte LtdTrading Representative at UOB Kay Hian Pte Ltd