Summary
Overview
Work History
Education
Skills
Accomplishments
Timeline
Generic
WAN MAZLAN WAN JOHARI

WAN MAZLAN WAN JOHARI

DEPUTY CHIEF COMPLIANCE OFFCER, ASSURANCE
Singapore

Summary

Dynamic compliance leader with extensive experience at Bank Islam Malaysia Berhad, driving regulatory initiatives and enhancing compliance frameworks. Proven expertise in regulatory knowledge, shariah and regulatory review and team development. Successfully fostered relationships with regulatory authorities, ensuring adherence to Shariah standards and best practices in compliance.

Overview

25
25
years of professional experience
4
4
Languages

Work History

DEPUTY CHIEF COMPLIANCE OFFICER, ASSURANCE

BANK ISLAM MALAYSIA BERHAD
01.2015 - Current
  • Assist Group Chief Compliance Officer (GCCO) in formulating compliance initiatives
    and strategies on compliance review in order to give assurance for the Bank (Regulatory & Shariah related areas).
  • Enhanced regulatory compliance by developing and implementing comprehensive policies and procedures.
  • Actively participated in Compliance Officer Networking Group for better understanding of trends affecting peers in similar roles.
  • Actively involved in the Bank management committees as part of risk and governance controls and oversight (eg Management Risk Control Committee, Management Operation Committee; Business Continuity Management Committee)
  • As liaison person to Bank Negara Malaysia matters relating to Bank Islam regulatory matters.
  • Implemented a culture of continuous improvement within the compliance division and overall Bank by regularly reviewing processes, policies, and systems for potential enhancements.
  • Leveraged data analytics tools for improved trend identification and risk assessment capabilities within the compliance program.

HEAD OF COMPLIANCE

SME BANK MALAYSIA
09.2011 - 12.2014


  • Maintained effective working relationships with regulatory authorities, suppliers and customers.
  • Responsible for Regulatory and Shariah review for SME Bank
  • Developed and delivered training programs to inform new and current employees about compliance issues.
  • Delivered subject matter expertise for internal and external customers on compliance best practices and quality control.
  • Monitored emerging trends in regulatory requirements, anticipating potential impacts on the SME Bank's operations.
  • Actively involved in the Compliance Officer Networking Group (being elected as a President to oversee the networking between all Chief Compliance in Malaysia

SENIOR EXECUTIVE

BANK NEGARA MALAYSIA
01.2003 - 08.2011

BNM Supervisor in charge of Islamic Bank for the following purposes :

  • To perform supervison under BNM's supervisory framework specifically to look into Islamic Banking
  • To provide value added solutions for Islamic Banking on product related matters
  • To review financial accounts before the release

SENIOR OPERATION OFFICER

PUBLIC BANK BERHAD
08.2000 - 12.2002
  • Responsible for branch operational matters at Sungai Chua Branch
  • Responsible to manage non-managerial tasks after Branch Manager
  • Enhanced customer satisfaction with the implementation of targeted service improvements and staff training initiatives.
  • Provided strong leadership to enhance team productivity and morale.

Education

MBA - MINOR ISLAMIC BANKING

INTERNATIONAL ISLAMIC UNIVERSITY
MALAYSIA
04.2001 -

Bachelor of Accountancy - ACCOUNTING

INTERNATIONAL ISLAMIC UNIVERISTY
MALAYSIA
04.2001 -

Skills

Team management

Compliance reviews

Leadership and people development

Regulatory expertise

Shariah related fieldwork

Foreign Exchange

Treasury

Data privacy

Accomplishments

Chairman of Compliance Officer Networking Group (2015 to 2017)

Timeline

DEPUTY CHIEF COMPLIANCE OFFICER, ASSURANCE

BANK ISLAM MALAYSIA BERHAD
01.2015 - Current

HEAD OF COMPLIANCE

SME BANK MALAYSIA
09.2011 - 12.2014

SENIOR EXECUTIVE

BANK NEGARA MALAYSIA
01.2003 - 08.2011

MBA - MINOR ISLAMIC BANKING

INTERNATIONAL ISLAMIC UNIVERSITY
04.2001 -

Bachelor of Accountancy - ACCOUNTING

INTERNATIONAL ISLAMIC UNIVERISTY
04.2001 -

SENIOR OPERATION OFFICER

PUBLIC BANK BERHAD
08.2000 - 12.2002
WAN MAZLAN WAN JOHARIDEPUTY CHIEF COMPLIANCE OFFCER, ASSURANCE