Microsoft Office, Tableau, Signavio
VIVIAN HE
Legal Entity Risk Manager Senior VP
Singapore
Summary
Experienced Risk Manager with 15 years in banking and 9 years specializing in risk governance and strategic planning. Proven ability to design and implement effective legal entity risk governance frameworks, ensuring seamless execution of risk management strategies. Skilled in driving optimization projects, leading initiatives, and managing regulatory engagements across multiple APAC locations. Strong track record of aligning risk management practices with business objectives to support organizational growth and compliance
Overview
16
16
years of professional experience
6
6
years of post-secondary education
2
2
Languages
Work History
APAC LE Risk Governance and Management Senior VP
JPMorgan Chase
01.2019 - Current
- Leads the team members to provide support to APAC location (hub locations - Singapore & Hong Kong, China, Taiwan, Japan, Korea and Southeast countries ) CROs/Legal Entity Risk Managers to enable their LE Risk oversight, establishes risk appetite framework and maintains strong risk and control environment.
- Develops the appropriate legal entity risk governance structure, implement and execute the LE Risk management framework in APAC locations.
- Partners with key functional teams (Risk SMEs, Control, Compliance, Legal, Finance, Internal Audit) to assess and address applicable regulatory exams, engagements and regulatory changes impacting risk, including the emerging risk themes, e.g., Climate Risk, Data Governance, Artificial Intelligence risk etc.
- Provides independent reviews and credible challenges to internal and external risk deliverables and roles and responsibilities adherent to the three lines defense model.
- Secretariats in regional and location governance risk committees includes planning forward agenda, writing minutes, performing independent review of meeting materials and presenting on risk governance related agenda.
- Establishes and maintains local risk policies and procedures documents relating to risk governance or cross risk-types in adhering to local regulatory requirements and internal standards.
- Performs horizontal analysis on key Risk deliverables across APAC locations and drive regional standardization and optimization.
- Partners with Global and regional LE Risk teams in setting risk priorities, strategies and executing the LE Risk Framework and risk initiatives at location level.
- Develops measurement tools, dashboards, and management reports to track metrics on adoption and effectiveness of risk initiatives.
APAC Risk Business Manager
JPMorgan Chase
10.2016 - 12.2018
- Drove risk initiatives in support of business priorities for APAC region.
- Managed and coordinated APAC Risk related projects working closely with the APAC Chief Risk Office; creates project plan, scope and effective governance.
- Managed timelines, stakeholders, dependencies, risk and issues; prepare decks for governance meetings.
- Worked with various Risk partners, Risk Tech, Middle office and Risk Reporting teams to ensure a strong infrastructure is in place to support risk related initiatives
- Assisted in business reviews, business performance and planning, including expense management, headcount & real estate planning
- Business resiliency planning, coordination of Service level agreements, inter-affiliate service agreements, licensing
- Supported regulatory requests and audit coordination as appropriate
- Led Risk People Agenda initiatives, including coordination of various management meetings, forums, senior leaders' visits, management offsite and employee engagement activities.
Product Control Senior Associate
JPMorgan Chase
07.2010 - 10.2016
- Rotated in different roles in the product control space including market risk and liquidity risk reporting and PnL analyst for Asia Currencies and Emerging Markets.
- Provided Basel RWA regulatory reporting, monitoring and impact analysis for Asia emerging markets.
- Calculated internal model market specific risk standard charges for fixed income products.
- Forecasted and signed off balance sheet/RWA monthly, monitored net funding.
- Calculated fund transfer pricing charges, ensured accurate allocation of charges to each desk.
- Accounted for regulatory reporting of FAS107, FAS 161,12 CFR1, Pledged assets, DVA etc.
- Participated in firm wide regulatory reporting infrastructure projects.
- Assisted in OCC audit, Basel Independent Review, and SOX testing.
Intern
Credit Suisse
12.2008 - 06.2009
- Prepared daily trading P&L reports and liaised with traders in London in FX & Rate Business.
Education
Bachelor of Engineering (Honours) - School of Electrical & Electronic Engineering, Information communication
Nanyang Technological University (NTU)
01.2006 - 01.2010
GCE A-Levels - Economics
Temasek Junior College (TJC)
Singapore 01.2004 - 01.2005
GCE O-Levels - Triple Sciences
Cedar Girls' Secondary School
Singapore 01.2002 - 01.2003
Skills
Risk Governance and Risk Control Management
Software
Interests
Travel, Reading, Hiking, Skipping
Timeline
APAC LE Risk Governance and Management Senior VP
JPMorgan Chase
01.2019 - Current
APAC Risk Business Manager
JPMorgan Chase
10.2016 - 12.2018
Product Control Senior Associate
JPMorgan Chase
07.2010 - 10.2016
Intern
Credit Suisse
12.2008 - 06.2009
Bachelor of Engineering (Honours) - School of Electrical & Electronic Engineering, Information communication
Nanyang Technological University (NTU)
01.2006 - 01.2010
GCE A-Levels - Economics
Temasek Junior College (TJC)
01.2004 - 01.2005
GCE O-Levels - Triple Sciences
Cedar Girls' Secondary School
01.2002 - 01.2003
Languages
English
Bilingual or Proficient (C2)
Chinese (Mandarin)
Bilingual or Proficient (C2)
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