SAIFUL AFRAZ BIN MUSTAFA
Senior Executive
Shah Alam,A-2-4, Blok A,Jalan SP 2/8, Taman Subang Perdana,
Summary
A certified compliance officer with over 5+ years of experience in maintaining compliance framework. Skilled in conducting risk assessment, compliance review and report writing. Looking for a role where I can be a valuable asset and drive positive outcomes.
Overview
8
8
years of professional experience
Work History
Senior Executive, Regulatory Assurance (HQ Review)
Agrobank
07.2024 - Current
- Perform regulatory/thematic reviews across the department according to the Annual Compliance Plan in ensuring the Bank's business activities are incompliance with regulatory requirements, internal policies, and procedures.
- Mentored junior staff members for accelerated career growth.
- Act as Risk Liaison Officer (RLO) for the Regulatory Compliance Department (RCD).
Executive, Regulatory Assurance (HQ Review)
Agrobank
07.2020 - 06.2024
- Perform regulatory/thematic reviews at selected department according to the Annual Compliance Plan in ensuring the Bank's business activities are incompliance with regulatory requirements, internal policies, and procedures.
- Perform Regulatory Compliance Checklist (RCC) validation as per plan.
Executive, Corporate Services Department (Secretariat Section)
Agrobank
07.2019 - 06.2020
- Assist Head of Corporate Services in minutes taking/writing particularly on Management Risk Committee (MRC) and Board Risk Management Committee (BRMC) on monthly basis.
- Perform other tasks related to governance. (i.e.,updating department's SOP)
Executive, Corporate Governance (Compliance & Risk Management)
BIMB Securities Sdn Bhd
04.2017 - 06.2019
- Assisted Head of Corporate Governance in ensuring the company's business activities are incompliance with regulatory requirements, internal policies and procedures.
- Prepared monthly compliance report for submission to Bursa and the company's quarterly risk management report to Management.
- Monitored key risk areas of the company and perform other tasks that were assigned from time to time.
SL1M Trainee
BIMB Securities Sdn Bhd
12.2016 - 03.2017
- One (1) month soft skill training with Focus Learning Consulting Sdn Bhd.
- Learning and performing periodic compliance review in accordance with the company's compliance programs for three (3) months.
Education
Bachelor of Economics (Honors) -
International Islamic University Malaysia (IIUM)
Malaysia 04.2001 -
Foundation in Economic And Management Sciences -
Centre For Foundation Studies of IIUM
Malaysia 04.2001 -
Sijil Pelajaran Malaysia -
Sekolah Menengah Kebangsaan Agama Slim River
Malaysia 04.2001 -
Skills
Dedicated Team Player
Related Certifications
- Certification in Regulatory Compliance, International Compliance Association (ICA), 2023
- Certification in Associate Qualification in Islamic Finance (AQIF), Islamic Banking and Finance Institute Malaysia (IBFIM), 2023
- Certification in Fundamental of Shariah for Islamic Finance, Islamic Banking and Finance Institute Malaysia (IBFIM), 2022
Award
Payment Network Malaysia (PayNet) - Best Independent Compliance Assessment Report 2021 Award under Small Bank Category
Timeline
Senior Executive, Regulatory Assurance (HQ Review)
Agrobank
07.2024 - Current
Executive, Regulatory Assurance (HQ Review)
Agrobank
07.2020 - 06.2024
Executive, Corporate Services Department (Secretariat Section)
Agrobank
07.2019 - 06.2020
Executive, Corporate Governance (Compliance & Risk Management)
BIMB Securities Sdn Bhd
04.2017 - 06.2019
SL1M Trainee
BIMB Securities Sdn Bhd
12.2016 - 03.2017
Bachelor of Economics (Honors) -
International Islamic University Malaysia (IIUM)
04.2001 -
Foundation in Economic And Management Sciences -
Centre For Foundation Studies of IIUM
04.2001 -
Sijil Pelajaran Malaysia -
Sekolah Menengah Kebangsaan Agama Slim River
04.2001 -
Similar Profiles
AIMAN FAKHRI ZAMIMIAIMAN FAKHRI ZAMIMI
Credit Officer, SME Commercial Financing at AgrobankCredit Officer, SME Commercial Financing at Agrobank
Shaxriyor QurbonovShaxriyor Qurbonov
Treasury Analyst Intern at AgrobankTreasury Analyst Intern at Agrobank
Fendrea AudreyFendrea Audrey
Credit Officer at AgrobankCredit Officer at Agrobank