Rosehamidi Bin Kamaruddin
Group Chief Compliace Officer
Summary
Detail-driven compliance officer focused on maximising company compliance with applicable laws and standards. Knowledgeable about internal controls, process evaluations, and procedural reviews. A detail-orientated compliance officer is dedicated to improving policies and procedures in all business areas. Hard-working and driven with a quality-focused and proactive approach. Bringing 29 years of experience in the banking industry. Organised and dependable candidate successful at managing multiple priorities with a positive attitude. Willingness to take on added responsibilities to meet team goals. Detail-orientated team player with strong organisational skills. Ability to handle multiple projects simultaneously with a high degree of accuracy.
Overview
9
9
years of professional experience
9
9
years of post-secondary education
Work History
Group Chief Compliance Officer
SME Bank
2022.10 - Current
- Enhanced regulatory compliance by developing and implementing comprehensive policies and procedures.
- Actively participated in industry committees or associations for better understanding of trends affecting peers in similar roles.
- Improved cross-functional collaboration with key stakeholders, fostering a culture of compliance throughout the organisation.
- Developed customized training programmes to educate employees on essential compliance topics, promoting ethical behavior across the organization.
- Managed a high-performing team of compliance professionals, setting clear expectations and providing ongoing support for career growth.
- Advised senior leadership on strategic initiatives from a compliance perspective, ensuring alignment with organizational values and objectives.
- Implemented a culture of continuous improvement within the compliance department by regularly reviewing processes, policies, and systems for potential enhancements.
- Implemented robust monitoring systems to identify areas of concern and ensure timely resolution of identified issues.
- Enhanced regulatory compliance by developing and implementing comprehensive policies and procedures
- Actively participated in industry committees or associations for better understanding of trends affecting peers in similar roles
- Mentored junior staff members by offering insights into complex compliance-related problems while promoting professional development opportunities
- Ensured timely completion of all regulatory filings, maintaining a strong reputation with governing bodies
Head of Internal Auditing
SME Bank
2019.11 - 2022.10
- Collaborated with external auditors during annual reviews, ensuring a smooth audit process with minimal disruptions to business operations.
- Streamlined audit reporting for improved efficiency and clarity, ensuring timely communication of findings to stakeholders.
- Conducted thorough investigations into reported instances of fraud or misconduct, maintaining high ethical standards throughout the process.
- Reduced audit cycle time by streamlining documentation processes and leveraging technology solutions for greater efficiency in data collection and analysis.
- Enhanced internal audit processes by implementing risk-based auditing strategies and methodologies.
- Improved internal controls by identifying gaps in existing policies and procedures and recommending corrective actions.
- Implemented best practices in internal auditing by staying current on industry trends and emerging issues through ongoing professional development activities.
- Managed a team of auditors, providing guidance, development opportunities, and performance feedback for continuous improvement.
- Established strong relationships with senior management, promoting open communication and collaboration on audit findings and recommendations.
- Promoted a culture of accountability within the organization by communicating the importance of strong internal controls to all employees at all levels of responsibility across departments.
Assistant Vice President, Integrity & Governance
EXIM Bank
2017.09 - 2019.10
- Responsible for developing, maintaining, and updating the corporate integrity framework, as well as encouraging compliance in terms of laws and regulations, processes, and procedures, via the development of different integrity-related policies, initiatives, programmes, and courses.
- I oversaw the process of assessing the risk of integrity at EXIM Bank and was responsible for upholding, displaying, promoting, and assisting in the internalisation of integrity as a corporate value throughout the business.
- I oversee all integrity-related investigations, collaborating with outside counsel as needed and at the same time advising the group's management and personnel on issues or questions concerning integrity.
Chief Assistant Director
Malaysia Anti-Corruption Commission
2015.08 - 2017.08
- I am responsible for monitoring and overseeing the execution and sustainability of anti-corruption programmes in private companies that have signed the Corporate Integrity Pledge (CIP) with MACC in order to assist private companies with counsel and guidance on the construction and strengthening of anti-corruption and corporate liability frameworks.
- In order to ensure private companies are guided in implementing the CIP, I provide briefings, guidance, help, and consultancy on the development and implementation of corruption risk management systems (CRM).
- As a liaison officer and subject matter expert on integrity for MACC, I provide speaker and facilitator services to private firms for luncheon presentations, integrity courses, awareness weeks, workshops, and so on.
Education
MBA - Business
Open University of Malaysia
Malaysia 2021.01 - 2024.12
Certified Integrity Officer - Integrity & Governance
Malaysia Anti-Corruption Academy
Kuala Lumpur 2024.05 - 2024.08
Certificate Chief Compliance Officer - Compliance
International Malaysian Training Centre
Kuala Lumpur 2024.04 - 2024.04
Certified Anti-Money Laundering & Regulatory Compl - Regulatory & AML (Compliance)
UMS-CFPD
Kuala Lumpur 2019.04 - 2019.08
BBA - Business
Open University of Malaysia
Malaysia 2008.05 - 2012.12
Skills
Team Management
Affiliations
Asian Institute of Chartered Banker
Timeline
Certified Integrity Officer - Integrity & Governance
Malaysia Anti-Corruption Academy
2024.05 - 2024.08
Certificate Chief Compliance Officer - Compliance
International Malaysian Training Centre
2024.04 - 2024.04
Group Chief Compliance Officer
SME Bank
2022.10 - Current
MBA - Business
Open University of Malaysia
2021.01 - 2024.12
Head of Internal Auditing
SME Bank
2019.11 - 2022.10
Certified Anti-Money Laundering & Regulatory Compl - Regulatory & AML (Compliance)
UMS-CFPD
2019.04 - 2019.08
Assistant Vice President, Integrity & Governance
EXIM Bank
2017.09 - 2019.10
Chief Assistant Director
Malaysia Anti-Corruption Commission
2015.08 - 2017.08
BBA - Business
Open University of Malaysia
2008.05 - 2012.12
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