Percy Toh
Summary
Accomplished Operational Risk and Quality Assurance Analyst with a proven track record at BNP Paribas, adept in compliance knowledge and analytical ability. Excelled in enhancing internal controls and automating transaction processes, demonstrating sound organizational skills and teamwork in daily tasks. Proficient in Microsoft Excel and PowerPoint, with a keen ability to adapt and drive process improvements.
Overview
8
8
years of professional experience
Work History
Operational Risk and Quality Assurance Analyst
BNP PARIBAS
06.2022 - Current
1. Responsible in ensuring current and emerging risks are proactively identified and managed through internal control mechanisms and procedures within the bank to ensure compliance with Group standards and regulatory requirements. This includes local adaptation and execution of LoD1 methodologies, control plans, incidents investigations, procedures management and reporting to key stakeholders and Committee members
2. Performance of Quality Assurance controls on AML Transaction Monitoring and SUN Fircosoft name screening alerts cleared by APAC Hub L1 analysts, ensuring adherence to Group's procedures & Bank's guidelines. Transaction monitoring of alerts include Cash Management, Trade Finance, Global Markets, and Correspondent Banking.
Commodities Finance Analyst
BNP PARIBAS
08.2017 - 06.2022
1. Coordinated with Middle office in Structured Finance for Cash / Funds Movements, discuss details of transactions or follow up on documentation.
2. Pilot experimenting in projects to automate several processing transactions as well as screening partiesthrough robotics.
3. Examination of documents or claims to determine compliant presentations, by reviewing Buy and Sell details and ensuring consistency with conditions stipulated in LC.
4. Executing client's instructions for Back-to-back LC transactions, Bills under collection, and open account trades.
Education
Bachelor of Science - Banking And Finance
Singapore University of Social Sciences
05.2017
A Levels
Anglo Chinese Junior College
12.2010
O Levels
Victoria School
12.2007
Skills
Compliance Knowledge
Customer Compliants & Questions Management
Transaction Processing and Data Capture
Analytical Ability
Ability to Develop and adapt a Process
Ability to Understand, Explain, and support Change
Ability to Collaborate and Work in a Team
Ability to Share and Pass on Knowledge
Adaptability to new environments
Organizational Skills
Microsoft Excel, Powerpoint proficient
Myers–Briggs Type Indicator (MBTI) Personality type: ISFP - Adventurer
ISFP (Adventurer) is a personality type with the Introverted, Observant, Feeling, and Prospecting traits. They tend to have open minds, approaching life, new experiences, and people with grounded warmth. Their ability to stay in the moment helps them uncover exciting potentials.
Timeline
Operational Risk and Quality Assurance Analyst
BNP PARIBAS
06.2022 - Current
Commodities Finance Analyst
BNP PARIBAS
08.2017 - 06.2022
Bachelor of Science - Banking And Finance
Singapore University of Social Sciences
A Levels
Anglo Chinese Junior College
O Levels
Victoria School
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