Nigel Domingo
Banker
Karachi
Summary
Results-driven Compliance, Conduct and Financial Crime (CFCC) individual with positive track record of successfully managing and mitigating CFCC risks. Skilled in assessing and analyzing dynamic CFCC data from multiple sources both internal and external to identify potential risks and determine potential impact. Strong understanding of banking, Compliance, Financial Crime and Conduct.
Overview
13
13
years of professional experience
13
13
years of post-secondary education
2
2
Languages
Work History
Director - CFCC Governance (BORM)
Standard Chartered Bank Limited Pakistan
Karachi
2022.08 - Current
- Support Head Compliance in Implementation of Compliance & Financial Crime Risk Type Framework under the Enterprise Risk Type Framework.
- Assess and implement Compliance and Financial Crime risk appetite including monitoring, escalation and providing resolution to bring CFCC risk within acceptable thresholds.
- Manage the 1LOD risk within CFCC function which includes identification of risk, formulating action plans, recording in the system and monitoring actions until closure.
- Design, Implement and perform Control Sample Testing and Key Control Indicators, Key Risk Indicators and Health Checks.
- Support Head CFCC in managing the 2LOD responsibilities, which includes Assessing Residual Risk Assessments and Annual RCSA for Compliance and Financial Crime Risk Subtypes.
- Perform Annual Compliance and Financial Crime Risk assessment the Bank is exposed to and formulate/ track mitigation actions until closure.
- Lead and perform risk based reviews around Financial Crime Compliance both within CFCC as well as other functions within the bank where CFCC is the Risk Control Owner.
- Create Compliance, Conduct and Financial Crime Papers, Packs, MI and updates for the bank's board , risk and governance, regional and Executive Committees.
- Responsible to manage the Conduct Risk 2LOD responsibilities in the bank.
- Managed the responsibility of Fraud Risk management 2LOD responsibilities in the bank.
- Provide Training and awareness to bank staff on CFCC related policies and local regulations.
Associate Director CFCC Governance
Standard Chartered Bank Pakistan Limited
Karachi
2019.11 - 2022.07
- Support Head Compliance in Implementation of Compliance & Financial Crime Risk Type Framework under the Enterprise Risk Type Framework.
- Support in assessment and implementation of Compliance and Financial Crime risk appetite including monitoring, escalation and providing resolution to bring CFCC risk within acceptable thresholds.
- Perform Control Monitors, Key Control indicators and health checks for Compliance and Financial Crime. Furthermore identification of risk, recording in the system and monitoring actions until closure.
- Support Head Financial Crime in managing the 2LOD responsibilities, which includes Assessing Residual Risk Assessments and Annual RCSA for Compliance and Financial Crime Risk Subtypes.
- Support in Annual Compliance and Financial Crime Risk assessment the Bank is exposed to and formulate/ track mitigation actions until closure.
- Support in performing risk based reviews around Financial Crime Compliance.
- Support in Create Financial Crime Papers, Packs, MI and updates for the bank's board , risk and governance, regional and Executive Committees.
- Support Head FCC in 2LOD responsibility of Fraud Risk management.
- Provide Training and awareness to bank staff on CFCC related policies and local regulations.
Acting Learning Lead – Governance & oversights FCC
Standard Chartered Bank Pakistan Limited
Karachi
2019.01 - 2020.03
- To support Head FCC Governance to achieve the learning agenda in FCC in absence of relevant FCC learning resource.
- As an acting FCC Learning Lead, ensure FCC annual learning plan is diligently executed within SCB Pakistan.
- Responsible for content designing of the FCC learning deck, and conducting Day 1R sessions to new inductees in the Bank
- Identify learning needs in SCB Pakistan specific to Financial Crime compliance.
Associate - Business Operations Risk Manager FCC
Standard Chartered Bank Pakistan Limited
Karachi
2017.04 - 2019.10
- · Support Head Compliance in Implementation of Compliance & Financial Crime Risk Type Framework under the Enterprise Risk Type Framework.
- Support in assessment and implementation of Compliance and Financial Crime risk appetite including monitoring, escalation and providing resolution to bring CFCC risk within acceptable thresholds.
- Perform Control Monitors, Key Control indicators and health checks for Compliance and Financial Crime. Furthermore identification of risk, recording in the system and monitoring actions until closure.
- Support Head Financial Crime in managing the 2LOD responsibilities, which includes Assessing Residual Risk Assessments and Annual RCSA for Compliance and Financial Crime Risk Subtypes.
- Support in Annual Compliance and Financial Crime Risk assessment the Bank is exposed to and formulate/ track mitigation actions until closure.
- Support in performing risk based reviews around Financial Crime Compliance.
- Support in Create Financial Crime Papers, Packs, MI and updates for the bank's board , risk and governance, regional and Executive Committees.
- Support Head FCC in 2LOD responsibility of Fraud Risk management.
- Provide Training and awareness to bank staff on CFCC related policies and local regulations.
QA Analyst – Governance & oversights FCC
Standard Chartered Bank Pakistan Limited
Karachi
2015.06 - 2017.03
- Manage the QA function, including maintaining and updating QA policies, procedures, and program infrastructure.
- Be accountable for identification and escalation of potential risks and issues to senior management through appropriate governance channels and the QA framework.
- Develop track and follow-up on action plans and escalation reports stemming from best-practice QA testing and ensure timely response and action.
- Spearhead development and implementation of industry-standard QA program, including management and coordination of multiple QA workflows focused on Client Due Diligence (CDD)/ Know-Your-Client, Sanctions and Transaction Surveillance.
Assistant Manager (Account services unit)
Standard Chartered Bank Limited Pakistan
Karachi
2011.07 - 2015.02
- To scrutinize account opening forms (Consumer banking, wholesale banking, asset & liabilities, NRP, SME etc) in light of Bank Policies and local regulations.
- Engaged in various project concerning automation, workflow, service quality.
- Contributed to workflow re-engineering to help reduce TAT and process efficiency.
- To handle department complaints received from complaint management unit and provide resolution.
- Identify risk and report to line manager or UROM (Unit risk operation manager).
- Maintaining I banking and credit card fresh pins and return pins vault. Also perform monthly reconciliation.
- To perform User Access testing & User Verification testing for different projects.
- Responsible to test Disaster Recovery & BCP areas for ASU ready by visiting and testing periodically and reporting to unit head.
- Provide training to front end staff to avoid discrepancies and absorb new policies.
Education
Bachelor of Business Administration - Finance, Human Resource, Supply Chain
KASBIT
Pakistan 2021.01 - 2023.12
Bachelor of Science - Physics, Mathematics and Chemistry
University of Karachi
Karachi Pakistan 2004.01 - 2007.12
Diploma of Higher Education - IT and telecommunication
Diploma in Information Technology and Telecom
Karachi Pakistan 2004.07 - 2005.07
FSC - Sciences
St Patrick Govt College
Karachi Pakistan 2001.12 - 2003.12
HSC - Sciences
St Jude's High School
Karachi Pakistan 1999.01 - 2001.12
Skills
Compliance strategy
undefinedAccomplishments
- Collaborated with multiple businesses/ functions in development of CFCC Risk Dashboard.
- Smooth transition of Fraud Risk to Compliance function.
Work on a Short-Term Assignment for the Regional AME SCB Sanctions Team on Client Sanctions Risk.
The Task involved review of clients with Sanctions nexus and propose final results and actions based on enhanced review of clients profile, thrid parties, transactions and adverse media etc.
Timeline
Director - CFCC Governance (BORM)
Standard Chartered Bank Limited Pakistan
2022.08 - Current
Bachelor of Business Administration - Finance, Human Resource, Supply Chain
KASBIT
2021.01 - 2023.12
Associate Director CFCC Governance
Standard Chartered Bank Pakistan Limited
2019.11 - 2022.07
Acting Learning Lead – Governance & oversights FCC
Standard Chartered Bank Pakistan Limited
2019.01 - 2020.03
Associate - Business Operations Risk Manager FCC
Standard Chartered Bank Pakistan Limited
2017.04 - 2019.10
QA Analyst – Governance & oversights FCC
Standard Chartered Bank Pakistan Limited
2015.06 - 2017.03
Assistant Manager (Account services unit)
Standard Chartered Bank Limited Pakistan
2011.07 - 2015.02
Diploma of Higher Education - IT and telecommunication
Diploma in Information Technology and Telecom
2004.07 - 2005.07
Bachelor of Science - Physics, Mathematics and Chemistry
University of Karachi
2004.01 - 2007.12
FSC - Sciences
St Patrick Govt College
2001.12 - 2003.12
HSC - Sciences
St Jude's High School
1999.01 - 2001.12
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