Summary
Overview
Work History
Education
Skills
Timeline
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Li Xin Tey

Li Xin Tey

Summary

Have experience in KYC / AML / Compliance field for the past 2+ years, in both Banking and Fintech industry.




Overview

6
6
years of professional experience

Work History

Compliance Associate, KYC

Youtrip
01.2023 - Current
  • Analyze customer profiles to ascertain their authenticity and identify any potential risk areas, using data and screening tools
  • Document and handle resolution of customer profile assessment, including name screening, background checks, news run, and others, and assist to reach out to customers and internal teams for further investigation
  • Collaborate with Compliance and other key business functions to ensure a smooth end-to-end internal process to achieve customer satisfaction and safeguard the company’s and users’ interests
  • Participate in regulatory engagements or consultations, application of licenses or exemptions, and ensure business and management are informed and prepared against material reforms and developments
  • Provide guidance to a group of colleagues based in Philippines regarding on-boarding processes

Compliance Bank Executive

Maybank
07.2022 - 01.2023


  • Clear backlog in the Transaction Monitoring Team
  • Review and investigate all transaction alerts generated by Transaction monitoring system
  • Timely review of ad-hoc escalated review from other functional units within the AML team
  • Communicate with relevant business line and other functional units to provide AML and transaction monitoring advisory, expertise and all transaction monitoring matters
  • Due Diligence and background check on suspicious cases/alerts
  • Ensure timely escalation of alerts, and escalate suspicious transaction reports (STRs) appropriately
  • Contribute and maintain KRI (Key Risk Indicators) for Transaction monitoring Team
  • On an adhoc basis, may be involved in other FCC related work as assigned

KYC Analyst

DBS Bank
06.2021 - 06.2022
  • Exposed to different types of SME businesses both locally and internationally and knowledge of anti-money laundering processes and procedures
  • Conduct CDD (customer due diligence) and KYC (know your customer) of corporate customers which includes review documentation, evaluate high-risk account, analyse transaction behaviour patterns and make recommendation on customer’s relationship with the bank
  • Perform screening on client's account
  • Manage Negative News, PEP and Sanctions screening functions, as appropriate
  • Proactively identifies, escalates and provides recommendations for AML/KYC/Channel Due Diligence related risks and issues in support of internal processes
  • Follow up with customers on KYC documentations and clarifications as needed
  • Support the drafting of Suspicious Transaction Reports.

Private Tutor

Self employed
10.2020 - 06.2021
  • Teaches upper primary level – specialize in Mathematics and Chinese language

Human Resource Associate

ERA Realty Network
08.2020 - 09.2020
  • Checking of outstanding CPD courses for ERA Agents
  • Call/Email Agents to complete their CPD courses by due date
  • Handle inbound and outbound calls
  • Checking of outstanding CPF Medisave contributions

Teaching Assistant

Kuno Method
07.2018 - 08.2020
  • Assist teachers in class to manage behaviour and to engage with the children
  • Guide children on activities and completing of worksheets
  • Perform temperature check
  • Assist teachers' administrative activities
  • Prepare classroom materials (Printing, scanning, laminating, drawings, designing)
  • Assist in customer service, attend to walk-in enquiries, collect fees & any other counter ad hoc activities

Temp Admin (Student Services)

Nanyang Polytechnic
12.2017 - 07.2018
  • Handle customer interaction over phone and at frontline counters
  • Deliver excellent customer service experiences, assisting in enquiries and/or requests in a timely and professional manner
  • Handle or resolve customer service related issues efficiently using established procedures/methods
  • Work closely with key departments and schools to ensure high quality and timely expedition of customers’ enquiries and/or requests
  • Contribute ideas to better serve the customers and improve efficiency & productivity
  • Work under staggered hours conditions to support early morning office commencement
  • Worked here from June 2019 - September 2019 as well.

Education

Bachelor of Science - Business And Management

University of London, SIM
06.2022

Yishun Junior College
12.2017

Skills

  • IT Skills: Microsoft Word, PowerPoint, Excel Sheet
  • AS400
  • Document Review
  • Client Onboarding
  • Screening
  • Suspicious Transaction Reports (STR)
  • KYC Verification
  • Transaction Monitoring
  • Anti-Money Laundering

Timeline

Compliance Associate, KYC

Youtrip
01.2023 - Current

Compliance Bank Executive

Maybank
07.2022 - 01.2023

KYC Analyst

DBS Bank
06.2021 - 06.2022

Private Tutor

Self employed
10.2020 - 06.2021

Human Resource Associate

ERA Realty Network
08.2020 - 09.2020

Teaching Assistant

Kuno Method
07.2018 - 08.2020

Temp Admin (Student Services)

Nanyang Polytechnic
12.2017 - 07.2018

Bachelor of Science - Business And Management

University of London, SIM

Yishun Junior College

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Li Xin Tey