Jia Jing Sum
Singapore
Summary
Results-driven Financial Executive with over 8 years of experience in KYC, transaction monitoring, and risk management. Seeking to leverage expertise in the finance and banking sector to contribute to organizational growth and long-term success.
Overview
12
12
years of professional experience
1
1
Certification
Work History
Legacy Franchise Risk Specialist
Citibank Singapore
10.2022 - 07.2024
- Supported the Monthly Asia/EMEA LF Risk and Control Forum, ensuring key issues were discussed at senior management level
- Initiated requests for discussion materials and conducted initial reviews to ensure clarity and appropriateness for meetings
- Drafted and organized meeting decks, managing inputs from various stakeholders and ensuring timely submissions
- Worked closely with the ICRM team to incorporate country 1LOD updates on compliance matters into meeting discussions
- Monitored and escalated significant risk topics for submission to the Legacy Franchise and Asia Franchise BRCC
- Conducted data reviews on key control areas, identifying issues that met mandatory escalation requirements.
Front Line Support Business Risk Specialist
UBS Singapore
10.2021 - 10.2022
- Conducted control reviews to assess cases against Investment Suitability disclosure requirements
- Performed time-critical reviews of front office communications, including email reviews, internal notes, and tape listening
- Documented findings comprehensively and provided final assessments for cases requiring escalation
- Provided feedback on control operations, suggesting improvements where necessary.
Officer Client & Service Officer
Bank J. Safra Sarasin Ltd, Singapore
05.2021 - 10.2021
- Executed and verified orders, and managed issues in the Avaloq System
- Participated in the BMO Asia Merger & Data Migration Project, ensuring accurate data handling and client service continuity.
Client Data and Document Service Officer
LGT Bank Singapore Ltd
10.2019 - 11.2020
- Managed client database separation in the Avaloq system, identifying and updating relevant KYC information
- Reported progress on data extraction and input to the Regional Manager, ensuring timely updates.
AI Central Remediation Team Member
DBS Bank Ltd, Singapore
12.2018 - 08.2019
- Ensured compliance with MAS regulations by updating KYC databases and verifying client documentation
- Calculated clients’ net wealth to determine AI status and facilitated data updates in the system.
Language Tester
Keywords International Pte Ltd, Singapore
07.2016 - 11.2018
- Localized and translated documents from English to Traditional/Simplified Chinese, providing daily reports based on program testing
- Executed testing guidelines and delivered results based on client requests.
Trading Assistant/Internal Auditor
Xinsha International Pte Ltd, Shagang International Group, Singapore
10.2014 - 07.2016
- Performed internal audits and managed documentation for contracts, shipments, and invoices
- Monitored daily market indices and provided real-time updates for financial analysis and reporting.
Payroll Assistant
Energy Resourcing Private Limited, Singapore
01.2013 - 06.2013
- Processed payroll calculations, managed employee claims, and archived contracts and invoices.
- Maintained 90% accuracy in transferring correct data from payroll spreadsheets into system.
Custom Officer
TNT Express Worldwide Private Limited, Singapore
06.2012 - 12.2012
- Monitored customer shipment status, managed invoicing and payments, and provided technical support to customers.
Education
Bachelor of Science -
Birmingham City University
Singapore01.2018
High School Diploma -
SIM University
Singapore01.2011
Skills
- Microsoft Office Suite
- PL/SQL
- Bloomberg Terminal
- Risk Analysis
- Root Cause Analysis
Certification
Import/Export Procedures and International Trade
Timeline
Legacy Franchise Risk Specialist
Citibank Singapore
10.2022 - 07.2024
Front Line Support Business Risk Specialist
UBS Singapore
10.2021 - 10.2022
Officer Client & Service Officer
Bank J. Safra Sarasin Ltd, Singapore
05.2021 - 10.2021
Client Data and Document Service Officer
LGT Bank Singapore Ltd
10.2019 - 11.2020
AI Central Remediation Team Member
DBS Bank Ltd, Singapore
12.2018 - 08.2019
Language Tester
Keywords International Pte Ltd, Singapore
07.2016 - 11.2018
Trading Assistant/Internal Auditor
Xinsha International Pte Ltd, Shagang International Group, Singapore
10.2014 - 07.2016
Payroll Assistant
Energy Resourcing Private Limited, Singapore
01.2013 - 06.2013
Custom Officer
TNT Express Worldwide Private Limited, Singapore
06.2012 - 12.2012
Bachelor of Science -
Birmingham City University
High School Diploma -
SIM University
Import/Export Procedures and International Trade
Similar Profiles
Pei Ling Ivy LimPei Ling Ivy Lim
Business Analyst at CITIBANK SINGAPOREBusiness Analyst at CITIBANK SINGAPORE
Siew Yin Diana SeahSiew Yin Diana Seah
Manager – Digital Product Tools & Control Analyst, Product Control Group at Citibank SingaporeManager – Digital Product Tools & Control Analyst, Product Control Group at Citibank Singapore
Ai Ling LeeAi Ling Lee
Citigold Bancassurance Specialist at Citibank SingaporeCitigold Bancassurance Specialist at Citibank Singapore