HONGZHU YU

• Financial Management: Developed and updated financial policies, identified control gaps and implemented remedial measures to ensure regulatory compliance
• Training & Compliance Programs: Trained 1,200+ employees on expense management compliance, resolving 90% of recurring issues and cutting error rates by 60% through workshops and post-audit feedback loops
• Finance Process Optimization & Risk Management: Assessed financial workflows, established audit controls, and implemented process improvements to mitigate risks and align with evolving business needs
• Contract Review & Financial Governance: Reviewed financial clauses in contracts with legal teams, identified key risks, and implemented a contract compliance ledger
• Accounting Audits & Oversight: Conducted internal audits, special financial inspections, and compliance reviews, ensuring accuracy and timely reporting for management's decision-making

Company Overview: Top 2 accounting firms in Sichuan, specializing in audit, tax, and consulting services

• Financial Audits: Led full audit cycles for clients under IFRS and PRC CAS, ensuring accuracy, regulatory compliance, and timely reporting
• Applied risk-based audit methodologies, enhancing fieldwork efficiency and audit coverage across high-risk areas
• Managed multiple concurrent audits, effectively prioritizing tasks to meet deadlines without compromising quality
• Internal Controls: Diagnosed internal control deficiencies, advised clients on remediation plans, and supported implementation to improve compliance posture.
• Fostered strong working relationships with clients and cross-functional teams, ensuring open communication and issue resolution.
• Audit Documentation & Reporting: Streamlined work papers, prepared audit reports, and clearly articulated key findings and risk factors to stakeholders
• Team leadership: Supervised and coached junior auditors, improving engagement outcomes and accelerating team development.

Key Projects

IPO Audit – Agricultural & Livestock Enterprise

• Conducted a 3-year financial audit for a company preparing for China Main Board listing, ensuring CSRC compliance and reporting accuracy
• Verified financial disclosures, led bank confirmations, and reconciled balance sheets to support regulatory filings
• Facilitated audit transition during the company's shift to a Hong Kong IPO, ensuring seamless handover of financial records and compliance reports
• Collaborated with underwriters, legal teams, and executives to support financial statement disclosures and compliance

M&A Financial Due Diligence – Supply Chain Enterprise

• Conducted pre-acquisition financial due diligence, assessing financial health, operational risks, and compliance of the target company
• Evaluated cash flow sustainability, financial metrics, and liabilities through on-site audits and business assessments
• Analyzed balance sheets, revenue trends, and working capital, ensuring accurate valuation and risk identification
• Provided financial insights and risk assessments to support deal structuring, purchase pricing, and synergy evaluation
• Delivered due diligence reports and financial models, supporting strategic decision-making and risk mitigation