Eddy Tan
Singapore
Summary
MBA graduate. Knowledgeable in ongoing batch/name screening with guidance provided to FLOD team for improvements. With experience in UAT for banking systems, I will be able to provide insights which will benefit the organization. Exposed with Corporate, Investment banking and Fintech experience Having exposure towards Regulatory, Financial Crime Compliance as well as the Corporate Governance SPOC, I will continue to grow and learn when given the opportunity.
Overview
7
7
years of professional experience
Work History
Compliance Officer
eToro
03.2022 - Current
- Enhanced due diligence (establishing SOF/SOW)
- Writing of policies and procedures
- Reduced the risk of financial/regulatory penalties by conducting marketing checks thorough reports on a quarterly basis.
- Assisting of account managers in AML/CFT queries for the retention of clients
- Assist in SG office for startup
- Ongoing transaction monitoring
- Outsourcing due diligence
Senior Compliance Officer
First Abu Dhabi Bank (FAB)
09.2019 - 03.2022
- UAT on compliance systems (SAS 7.1 - Transaction Monitoring, Fircotrust - Name screening)
- Corporate governance SPOC for Singapore
- Perform Quality assurance testing including account activity reviews, identification and verification of key controllers/persons, risk-based negative news searches for FI customers, verification on source of funds
- Compliance Monitoring Testing (CMP)
- Payment screening & Pre Trade Approval - LCs for Trade finance
- Risk Control Self Assessment (RCSA)
- Preparation of Compliance submissions to MAS and Head Office, including surveys, questionnaires and dashboard
- KRI reporting and assisting the team with document approvals
- Assisting in the remediation of audit findings
- Reviewing of batch screening alerts
- Liaise and coordinate with internal and external stakeholders for meetings/ events/training
- Perform first level transaction monitoring alert investigation, liaising with internal stakeholders to obtain necessary information and document
- Maintain and update compliance registers such as Personal account dealings, Cross border approvals, MAS correspondences, regulatory events
- Track and record all personal account dealing account
- Maintain and reconcile all paper and e filing records
- Perform Compliance screenings via banking screening tools (Norkom/FSK
- Maintain and reconcile all paper and e filing records
Assistant Planner
Fujifilm
07.2019 - 09.2019
- Demand forecasting
Card Operations Officer
RHB Singapore
08.2018 - 02.2019
- Name screening and verification of documentation for the on-boarding of customers
- Amendment and approval of customer data maintenance (Maker and checker duties)
Customer Support in KYC
Singapore Pools
02.2018 - 07.2018
- Validating ID documents from branches for KYC verifications
- Updating verified data into the system to update KYC status
- Account reactivation requests
Education
MBA - Masters of Business Administration
Northumbria University
Singapore05.2024
Business/Finance - Business Studies Major In Finance
University College Dublin
Singapore04.2019
Skills
- Compliance Monitoring Testing
- Continuous name screening
- Collaborative team member
- Anti-Money Laundering
- Experienced with Microsoft Office applications
- Compliance systems (SAS, Fircosoft, Worldcheck, Norkom, Nexis Lexis, Actimize)
Accomplishments
- Resolved bugs through UAT testing for AML systems such as SAS 7.1 and Fircosoft. Threshold and alert rules are reviewed ensuring that systems run smoothly in the live environment
- Taking on duties from Head of Compliance on the updates of corporate governance (Risk, Finance, Compliance team)
Timeline
Compliance Officer
eToro
03.2022 - Current
Senior Compliance Officer
First Abu Dhabi Bank (FAB)
09.2019 - 03.2022
Assistant Planner
Fujifilm
07.2019 - 09.2019
Card Operations Officer
RHB Singapore
08.2018 - 02.2019
Customer Support in KYC
Singapore Pools
02.2018 - 07.2018
MBA - Masters of Business Administration
Northumbria University
Business/Finance - Business Studies Major In Finance
University College Dublin
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