Summary
Overview
Work History
Education
Skills
Certification
Timeline
Generic

Danny Lim

Singapore

Summary

A career auditor, with 17 years experience accumulated across Private Banking, Corporate Lending and the Retail Banking business. A risk and controls professional, who brings alongside a diverse range of experience and exposure from an internal audit, external audit/ consultant perspective.

Overview

15
15
years of professional experience
1
1
Certification

Work History

Director, APAC Wealth Management Audit

UBS Singapore
12.2015 - Current
  • Audit Lead, planning and managing audits in Singapore/ Hong Kong and Taiwan
  • Stakeholder management
  • Broad Wealth Management Coverage
  • Data Analytics usage to yield insights
  • Spear-headed and successfully rolled out team projects (e.g. bespoke system access role; liaison for periodic reports generated for audit; setup membership with local IIA)

AVP, Internal Audit Division Singapore

Mizuho Corporate Bank
05.2012 - 12.2015
  • Corporate Banking audit coverage (Lending business to large Japanese and non Japanese corporates)
  • Lead auditor for several audits (Singapore and Bangkok)
  • Managed RFP process for specialized audit work outsourced to Big 4 audit firm; negotiated pricing, scope of work, staffing and contract terms.
  • Organizing Committee for bank-wide social events (e.g. 2013 Dinner and Dance, blood donation drives etc)

Senior Consultant

Protiviti Singapore
05.2010 - 05.2012
  • Full time secondment to Deutsche Bank Singapore in 2010, supporting the Private Wealth Management audit team
  • Traveled extensively in APAC to support various internal audit/ special investigation work
  • Assisted MDs in preparing pitch decks in response to RFPs

AVP Compliance

CIMB Bank Singapore
05.2009 - 05.2010
  • General Compliance advisory (retail banking)
  • Supported local Compliance head to establish manuals and monitoring programs for business units

Assistant Manager, Internal Audit

Fortis Private Bank Singapore
05.2008 - 05.2009
  • Coverage of Private Banking business
  • ABN AMRO - FORTIS transition and integration real time audit
  • Fortis collapsed shortly after (in September 2008), triggered by Lehman Brothers

Education

B. Accountancy - Accountancy

Nanyang Business School (NBS - NTU)
Singapore
06.2005

Skills

  • Broad knowledge of Private Banking risks and processes
  • Data Analytical skills (Excel and Alteryx)
  • Strong Risk and Controls focus and mindset
  • Project Management skills
  • Negotiation skills

Certification

  • Certified Internal Auditor (Issued by IIA)
  • Chartered Account of Singapore (Issued by ISCA)
  • Compliance Specialist Diploma (issued by International Compliance Association)

Timeline

Director, APAC Wealth Management Audit

UBS Singapore
12.2015 - Current

AVP, Internal Audit Division Singapore

Mizuho Corporate Bank
05.2012 - 12.2015

Senior Consultant

Protiviti Singapore
05.2010 - 05.2012

AVP Compliance

CIMB Bank Singapore
05.2009 - 05.2010

Assistant Manager, Internal Audit

Fortis Private Bank Singapore
05.2008 - 05.2009

B. Accountancy - Accountancy

Nanyang Business School (NBS - NTU)

Similar Profiles

CREATE PROFILE
Danny Lim