Abhishek Mittal

Currently working as a Vice President – OTC Trade an Transaction reporting in Mizuho Securities Singapore since June 2024.

Domain Experience:

Capital Market Trade and Transaction Regulatory Reporting – MAS, HKMA Rewrite, JFSA Rewrite, MIFIDII. Good Knowledge on: Front to Back Trade Lifecycle, OTC Derivatives, FX (Spot, Forward, Swap, Options), IRD (Swap, Options), Credit Default Swap (CDS), Equity Swap (Vanilla), Fixed Income products Bonds, Securities Lending, Repo, Collateral Management and lifecycle.

Delivery Methods:

Scrum Agile and Waterfall

Project Management:

Project Planning

Project Roadmap and Governance

Project Delivery Model using Agile

Stakeholder Management

Roles and Responsibility:

I have been involved in GAP analysis, requirement gathering, preparing Requirement Traceability Matrix, writing Functional Specifications document, Designing Technical Solutions and writing Technical Design Specifications, Project Planning, Project Road Map, Delivery Plan, Runbook preparation, Vendor management, Effort estimation, Data Migration, Coding, banking data analysis, writing complex SQL scripts.

• Currently working as OTC Trade and Transaction Reporting Manager . Functional Design of Regulatory Data Framework to cater for global OTC derivatives regulatory rewrite including MAS, HKMA, ASIC, JFSA, CFTC, EMIR and existing regulatory like MIFID II and SFTR. Also involved in creation of BRD and project road map and planning. Project governance and operating model, Responsible for overall budget control and management, Collaborating with various teams from Front Office, Middle Office, Back Office, Trading Desk, Sales Desk, IT Deliveries, Compliance and Regulatory to drive the project, Participating and Presenting project report and project dashboard in Project Steering Committee, Ensuring and escalating delivery timelines for various teams managed under the project., Vendor Management, Cost and ROI management., Working with Business stakeholders with Regulatory and Compliance team and with Regulator and Trade Repositories, Detailed study of the regulatory documents and regulations and conduct the workshops, Leading the end to end front to Bank functional design for regulatory data pipelines for MAS, HKMA and JFSA Re-write. Collaborating with various systems (FO, Confirmation, Clearing, CCP, Reference Data etc) for data sourcing and enrichments for regulatory data., Responsible for data analysis, mapping, enrichment and transformation of data for Capital Markets Regulatory, Leading the programme of FPML, MxML structuring and onboarding of different products into data lake regulatory system, BRD preparation, Requirement Walkthrough, Vendor Workshop Management, Creation of Epics and User stories, participating in story grooming sessions and reviews with vendor., Participating in UAT planning, test case review and clarification from Bank side., Perform API test execution using Postman tool.
• Worked as Project Manager and Business Analyst Lead for Credit Transformation Programme involving Corporate Lending, Wealth Management Lending and Credit OTC Derivatives Regulatory project for MAS and HKMA.

• Marital Status: Married
• No of Child(ren) : 1